David Manuel Tarrio

CRD 2169052 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 3Series 7Series 24Series 4Series 14Series 8Series 66Series 65Series 63
Registered states (2): Connecticut · New York
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
New York, NY · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Moneylion Securities, LLC
New York, NY · BC capacity

Aug 16, 2019 → Jan 16, 2020
J.P. Morgan Securities LLC
New York, NY · IA capacity

Nov 21, 2012 → Jan 8, 2019
J.P. Morgan Securities LLC
New York, NY · BC capacity

Nov 21, 2012 → Jan 8, 2019
Barclays Capital Inc.
New York, NY · IA capacity

Jan 21, 2009 → Sep 27, 2012
Barclays Capital Inc.
New York, NY · BC capacity

Sep 22, 2008 → Sep 27, 2012
Lehman Brothers Inc.
New York, NY · IA capacity

Apr 20, 2007 → Oct 15, 2008
Lehman Brothers Inc.
New York, NY · BC capacity

Feb 26, 2007 → Sep 22, 2008
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Aug 13, 2001 → Feb 20, 2007
J. P. Morgan Securities Inc.
New York, NY · IA capacity

Aug 13, 2001 → Jul 29, 2002
Prudential Securities Incorporated
New York, NY · BC capacity

Apr 3, 1992 → Aug 13, 2001

Source & corrections

Where this page comes from

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