William Kelly Huff

CRD 2169521 · Wells Fargo Advisors · Roseville, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 52TOSIESeries 7Series 53Series 24Series 65Series 63
Registered states (25): Alaska · Arizona · California · Colorado · Florida · Hawaii · Idaho · Illinois · Iowa · Kentucky · Massachusetts · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · Oregon · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (6)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Roseville, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Roseville, CA · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Roseville, CA · IA capacity

May 15, 2001 → Jan 3, 2011
Wells Fargo Investments, LLC
Roseville, CA · BC capacity

May 2, 2001 → Jan 3, 2011
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Oct 29, 1992 → May 2, 2001
Thomas James Associates, Inc.
Rochester, NY · BC capacity

Mar 27, 1992 → May 27, 1992

Source & corrections

Where this page comes from

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