Kipp Gordon Small

CRD 2172469 · Captrust · Tampa, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (2): Florida · North Carolina
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (12)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Tampa, FL · BD capacity

Aug 18, 2017 → present
CaptrustCurrent
Tampa, FL · IA capacity

Jul 18, 2017 → present
Captrust Advisors, LLC
IA capacity

Jul 7, 2016 → Dec 31, 2017
Wells Fargo Advisors Financial Network, LLC
BD capacity

Sep 9, 2016 → Jun 14, 2017
Wells Fargo Advisors Financial Network, LLC
IA capacity

Aug 29, 2016 → Jun 14, 2017
Mmc Securities Corp.
IA capacity

Nov 4, 2011 → Apr 17, 2015
Mmc Securities Corp.
BD capacity

Sep 21, 2011 → Apr 17, 2015
Nfp Securities, Inc.
IA capacity

Jul 2, 2008 → Jun 23, 2011
Nfp Securities, Inc.
BD capacity

Jun 6, 2006 → Jun 23, 2011
Mml Investors Services, Inc.
BD capacity

Nov 6, 2003 → Jun 9, 2006
Princor Financial Services Corporation
BD capacity

Dec 19, 2002 → Aug 4, 2003
Ppi Employee Benefits Corporation
BD capacity

Aug 21, 1992 → Dec 17, 2002

Source & corrections

Where this page comes from

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