Barry L. Conover

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

Series 65Series 63SIESeries 7

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

32

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (25)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Durham, NC · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Sanford, NC · BD capacity
  Nov 9, 2021 → present
• Fidelity Brokerage Services LLCCurrent

  Durham, NC · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Dec 8, 2021 → Mar 31, 2025
• Mml Investors Services, LLC

  IA capacity
  Aug 4, 2021 → Oct 19, 2021
• Mml Investors Services, LLC

  BD capacity
  Jul 29, 2021 → Oct 19, 2021
• Mutual Of Omaha Investor Services, Inc.

  BD capacity
  Jun 7, 2019 → Jun 18, 2021
• Mutual Of Omaha Investor Services, Inc.

  IA capacity
  Jun 7, 2019 → Jun 18, 2021
• Prudential Financial Planning Services

  IA capacity
  Jun 13, 2014 → Apr 29, 2019
• Pruco Securities, LLC.

  BD capacity
  Jun 12, 2014 → Apr 29, 2019
• Thrivent Investment Management Inc.

  BD capacity
  Nov 20, 2006 → Jun 13, 2014
• Thrivent Investment Management Inc.

  IA capacity
  Nov 20, 2006 → Jun 13, 2014
• Axa Advisors, LLC

  BD capacity
  Aug 30, 2006 → Nov 13, 2006
• Axa Advisors, LLC

  IA capacity
  Aug 30, 2006 → Nov 13, 2006
• Waddell & Reed, Inc.

  BD capacity
  Jun 6, 2006 → Aug 18, 2006
• Waddell & Reed, Inc.

  IA capacity
  Jun 6, 2006 → Aug 18, 2006
• First Montauk Securities Corp.

  IA capacity
  Jun 3, 2004 → May 26, 2006
• First Montauk Securities Corp.

  BD capacity
  May 28, 2004 → May 26, 2006
• Gwfs Equities, Inc.

  BD capacity
  Oct 30, 2003 → Jun 1, 2004
• Citistreet Financial Services LLC

  IA capacity
  Jan 14, 2003 → Aug 5, 2003
• Citistreet Equities LLC

  BD capacity
  Nov 18, 2002 → Aug 5, 2003
• Wachovia Securities, Inc.

  BD capacity
  Oct 1, 2000 → Dec 3, 2002
• First Union Brokerage Services, Inc.

  BD capacity
  Sep 30, 1998 → Oct 1, 2000
• Prudential Securities Incorporated

  BD capacity
  Aug 14, 1995 → Sep 29, 1998
• Everen Securities, Inc.

  BD capacity
  Dec 6, 1994 → Jul 18, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.