Michael J Verroi
Also appears in the source record as: Michael James Verroi; Mike Verroi
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 63Series 10Series 9Series 24SIESeries 7Series 22Series 6
- Registered states (27)
- Alabama · Arkansas · California · Colorado · Florida · Georgia · Illinois · Indiana · Maine · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 35
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (12)
From the source registration record · current first
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Mar 31, 2025 → present
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Mar 9, 2010 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJul 13, 2018 → Mar 31, 2025
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Strategic Advisers LLCIA capacityMar 12, 2010 → Jul 13, 2018
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Cambridge Investment Research Advisors, Inc.IA capacityJan 11, 2010 → Feb 24, 2010
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Cambridge Investment Research, Inc.BD capacityJan 4, 2010 → Feb 24, 2010
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Metlife Securities Inc.IA capacityApr 11, 2008 → Dec 12, 2008
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Metlife Securities Inc.BD capacityApr 2, 2008 → Dec 12, 2008
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New England Securities CorporationIA capacityMar 14, 2006 → Apr 16, 2008
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New England SecuritiesBD capacityAug 25, 2003 → Apr 16, 2008
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Nylife Securities Inc.BD capacityOct 25, 1991 → Aug 28, 2003
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.