Sharon Lynn Campbell

CRD 2179020 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Kingwood, TX

IA RegisteredBroker

Also appears in the source record as: Sharon Lee Campbell; Sharan Lynn Nicholas; Sharon Lynn Nicholas; Sharon Lynn Nicholas Campbell; Sharon Lynn Nicklaus

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (42): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (20)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Kingwood, TX · IA capacity

Nov 2, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Kingwood, TX · BC capacity

start not retrieved → present
Cetera Advisors LLC
BD capacity

Apr 30, 2021 → Aug 2, 2021
Cetera Advisors LLC
IA capacity

Apr 30, 2021 → Aug 2, 2021
Mml Investors Services, LLC
BD capacity

Sep 24, 2020 → May 3, 2021
Mml Investors Services, LLC
IA capacity

Sep 24, 2020 → May 3, 2021
Raymond James & Associates, Inc.
IA capacity

Mar 12, 2019 → Dec 17, 2019
Raymond James & Associates, Inc.
BD capacity

Mar 7, 2019 → Dec 17, 2019
Wells Fargo Clearing Services, LLC
BD capacity

Dec 12, 2014 → Jan 29, 2019
Wells Fargo Clearing Services, LLC
IA capacity

Dec 12, 2014 → Jan 29, 2019
Ubs Financial Services Inc.
BD capacity

Apr 18, 2008 → Dec 18, 2014
Ubs Financial Services Inc.
IA capacity

Apr 18, 2008 → Dec 18, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 5, 2007 → Oct 30, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 5, 2007 → Oct 30, 2007
Ubs Financial Services Inc.
BD capacity

Mar 2, 2001 → Oct 16, 2007
Ubs Financial Services Inc.
IA capacity

Mar 2, 2001 → Oct 16, 2007
Prudential Securities Incorporated
BD capacity

Jan 25, 1999 → Mar 5, 2001
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 3, 1998 → Jan 26, 1999
Smith Barney Inc.
BD capacity

Sep 7, 1995 → Aug 19, 1997
A I M Distributors, Inc.
BD capacity

Feb 6, 1992 → Dec 8, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2179020 ↗ FINRA BrokerCheck record for CRD 2179020 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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