Tammy L Pierce

CRD 2180998 · Edward Jones · South Riding, VA

IA RegisteredBroker

Also appears in the source record as: Tammy Holmes; Tammy Hubbard-Holmes; Tammy Lee Pierce; Tammy Lee Pierce Rose; Tammy Pierce Rose

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9SIESeries 31Series 7
Registered states (25): California · District Of Columbia · Florida · Georgia · Illinois · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · South Carolina · Texas · Utah · Virginia · West Virginia · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (12)

From the source registration record · current first

Edward JonesCurrent
South Riding, VA · IA capacity

Feb 7, 2020 → present
Edward JonesCurrent
South Riding, VA · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
BD capacity

Nov 3, 2014 → Sep 26, 2018
Ubs Financial Services Inc.
IA capacity

Nov 3, 2014 → Sep 26, 2018
Robert W. Baird & Co. Incorporated
BD capacity

Jul 20, 2007 → Oct 30, 2014
Robert W. Baird & Co. Incorporated
IA capacity

Jul 20, 2007 → Oct 30, 2014
Ferris, Baker Watts Incorporated
IA capacity

Apr 14, 2003 → Aug 2, 2007
Ferris, Baker Watts Incorporated
BD capacity

Mar 1, 2002 → Aug 2, 2007
Capitol Securities Management, Inc.
BD capacity

Aug 23, 2000 → Feb 8, 2002
First Union Brokerage Services, Inc.
BD capacity

Apr 26, 2000 → Jun 12, 2000
Capitol Securities Management, Inc.
BD capacity

Jan 11, 2000 → Apr 20, 2000
Prudential Securities Incorporated
BD capacity

Oct 23, 1997 → Jun 18, 1999

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2180998 ↗ FINRA BrokerCheck record for CRD 2180998 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.