Ron Palmer
Also appears in the source record as: Lawrence Ronald Palmer; Ron Palmer Jr; Lawrence R Palmer; Lawrence Ronald Palmer Jr
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (12)
- Series 57TOSeries 99TOSIESeries 55Series 7Series 10Series 9Series 4Series 24Series 8Series 65Series 63
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (13)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Hsbc Securities (USA) Inc.Brooklyn, NY · IA capacityMay 17, 2019 → Jul 14, 2022
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Hsbc Securities (USA) Inc.Brooklyn, NY · BC capacityMay 16, 2019 → Jul 14, 2022
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Hold Brothers Capital LLCNew York, NY · BC capacitySep 11, 2018 → May 9, 2019
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedBoston, MA · IA capacityMar 17, 2017 → Sep 4, 2018
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedBoston, MA · BC capacityMar 9, 2017 → Sep 4, 2018
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Lavaflow, Inc.New York, NY · BC capacityJul 15, 2010 → May 18, 2015
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Citigroup Global Markets Inc.New York, NY · BC capacityJul 15, 2010 → Feb 19, 2013
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Hold Brothers On-Line Investment Services L.L.C.Elmsford, NY · BC capacityApr 19, 2006 → Jul 27, 2010
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Olde Discount CorporationDetroit, MI · BC capacityDec 22, 1992 → Jan 21, 1997
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Tamaron Investments, Inc.Englewood, CO · BC capacityJun 24, 1992 → Dec 12, 1992
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J. W. Gant & Associates, Inc.BC capacityOct 16, 1991 → Jun 27, 1992
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.