Joseph Bennett

CRD 2187009 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Joseph P Bennett; Joseph Paul Bennett; Joseph Bennett; Joseph Paul Martucci

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
New York, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
New York, NY · BD capacity

Nov 14, 2022 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Dec 8, 2022 → Mar 31, 2025
Hsbc Securities (USA) Inc.
IA capacity

Feb 7, 2017 → Aug 15, 2022
Hsbc Securities (USA) Inc.
BD capacity

Feb 1, 2017 → Aug 15, 2022
Mbsc Securities Corporation
BD capacity

Apr 24, 2003 → Oct 14, 2016
First Montauk Securities Corp.
BD capacity

Feb 22, 2002 → Apr 2, 2003
American Investment Services, Inc.
BD capacity

Sep 17, 1997 → Feb 22, 2002
The Dreyfus Service Corporation
BD capacity

Nov 9, 1995 → Sep 25, 1997
Independent Financial Securities, Inc.
BD capacity

Feb 16, 1995 → Oct 12, 1995
Prudential Securities Incorporated
BD capacity

May 19, 1992 → Mar 1, 1995
First Choice Securities Corp.
BD capacity

Jan 15, 1992 → Apr 29, 1992
Chatfield Dean & Co., Inc.
BD capacity

Nov 25, 1991 → Dec 18, 1991

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2187009 ↗ FINRA BrokerCheck record for CRD 2187009 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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