Kelly Thomas Ryan
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 6Series 65Series 63
- Registered states (27)
- Alabama · Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kentucky · Michigan · Minnesota · Montana · Nevada · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Washington · Wyoming
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2187117 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (25)
From the source registration record · current first
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start not retrieved → present
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Wells Fargo Investments, LLCGoodyear, AZ · IA capacityNov 3, 2005 → Jan 3, 2011
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Wells Fargo Investments, LLCGoodyear, AZ · BC capacityNov 3, 2005 → Jan 3, 2011
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Edward JonesGlendale, AZ · BC capacityMay 27, 2004 → Nov 10, 2005
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A. G. Edwards & Sons, Inc.Lincoln Hills, CA · IA capacityApr 8, 2002 → Jun 4, 2004
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A. G. Edwards & Sons, Inc.St. Louis, MO · BC capacityApr 2, 2002 → Jun 4, 2004
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Wm Financial Services, Inc.Irvine, CA · BC capacityJul 14, 1997 → Apr 15, 2002
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Great Western Financial Securities CorporationNorthridge, CA · BC capacityJan 23, 1998 → May 1, 1998
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Asb Financial ServicesIrvine, CA · BC capacityJun 24, 1996 → Jul 14, 1997
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First Interstate Investments,inc.BC capacityJan 4, 1995 → Jun 19, 1996
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Essex National Securities, Inc.Napa, CA · BC capacityApr 11, 1995 → Nov 15, 1995
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Wells Fargo Securities Inc.San Francisco, CA · BC capacityAug 15, 1994 → Dec 31, 1994
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Jmc Financial CorporationBoston, MA · BC capacityJan 27, 1993 → Aug 8, 1994
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The Prudential Insurance Company Of AmericaNewark, NJ · BC capacityOct 28, 1991 → Jan 19, 1993
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Pruco Securities CorporationNewark, NJ · BC capacityOct 28, 1991 → Jan 19, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.