Andrew Draluck

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

Series 66Series 65Series 63SIESeries 7Series 6

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

35

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (19)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Deerfield Beach, FL · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Deerfield Beach, FL · BD capacity
  Jul 31, 2020 → present
• Fidelity Brokerage Services LLCCurrent

  Greenwood Village, CO · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Aug 13, 2020 → Mar 31, 2025
• Lpl Financial LLC

  IA capacity
  Feb 22, 2016 → Aug 11, 2020
• Lpl Financial LLC

  BD capacity
  Feb 17, 2016 → Aug 11, 2020
• Cetera Investment Advisers LLC

  IA capacity
  Nov 17, 2014 → Feb 10, 2016
• Cetera Investment Services LLC

  BD capacity
  Nov 5, 2014 → Feb 10, 2016
• Wells Fargo Advisors, LLC

  IA capacity
  Oct 13, 2011 → Feb 11, 2013
• Wells Fargo Advisors, LLC

  BD capacity
  Oct 12, 2011 → Feb 11, 2013
• Advisors Asset Management, Inc.

  IA capacity
  Sep 21, 2010 → Apr 29, 2011
• Advisors Asset Management, Inc.

  BD capacity
  Sep 20, 2010 → Apr 29, 2011
• Jackson National Life Distributors LLC

  BD capacity
  Jan 6, 2006 → Oct 20, 2009
• Curian Capital, LLC

  IA capacity
  Nov 26, 2003 → Oct 20, 2009
• Investment Centers Of America, Inc.

  BD capacity
  Mar 10, 2003 → Dec 31, 2005
• Ing Pilgrim Securities, Inc.

  BD capacity
  Apr 20, 1999 → Jun 7, 2001
• Seligman Advisors, Inc.

  BD capacity
  Oct 15, 1993 → Jul 22, 1998
• Painewebber Incorporated

  BD capacity
  Feb 17, 1993 → Nov 30, 1993
• Barber & Bronson Incorporated

  BD capacity
  Dec 11, 1991 → Jul 9, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.