Robert Glenn Kaiser
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 6Series 65Series 63
- Registered states (17)
- California · Colorado · Florida · Idaho · Louisiana · Michigan · Missouri · Montana · Nevada · New Mexico · New York · Ohio · Oklahoma · Pennsylvania · Utah · Washington · Wisconsin
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2193621 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (14)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
start not retrieved → present
-
start not retrieved → present
-
start not retrieved → present
-
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A FhisAlbuquerque, NM · IA capacityDec 4, 2008 → Aug 16, 2011
-
Bancwest Investment Services, Inc.Albuquerque, NM · BC capacityNov 20, 2008 → Aug 16, 2011
-
Ameriprise Financial Services, Inc.Las Vegas, NV · IA capacityMay 9, 2008 → Aug 6, 2008
-
Ameriprise Financial Services, Inc.Las Vegas, NV · BC capacityMay 2, 2008 → Aug 6, 2008
-
World Group Securities, Inc.Henderson, NV · BC capacityMar 25, 2008 → Apr 22, 2008
-
Banc Of America Investment Services, Inc.Boston, MA · BC capacityJul 12, 1999 → Feb 22, 2001
-
Ba Investment Services, Inc.Oakland, CA · BC capacityOct 6, 1997 → Jul 12, 1999
-
Wma Securities, Inc.Duluth, GA · BC capacityJul 11, 1996 → May 1, 1997
-
Fidelity Brokerage Services, Inc.Smithfield, RI · BC capacityDec 16, 1991 → Aug 15, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.