Antonio Dallaris
Also appears in the source record as: Antonio Emanuel Dallaris; Antonio Emmanuel Dallaris; Tony Dallaris
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 65Series 63Series 24SIESeries 55Series 25Series 7
- Registered states (19)
- California · Colorado · Connecticut · Florida · Georgia · Kentucky · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Vermont · Virginia
- Years in the industry (source record)
- 35
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (13)
From the source registration record · current first
-
Mar 31, 2025 → present
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Sep 2, 2010 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJul 8, 2021 → Mar 31, 2025
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Metlife Securities Inc.BD capacitySep 8, 2008 → Aug 12, 2010
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J.P. Morgan Securities Inc.BD capacityMay 1, 2001 → Aug 14, 2008
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J.P. Morgan Securities Inc.BD capacityJul 6, 1999 → May 1, 2001
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Bny Clearing Services LLCBD capacityDec 10, 1996 → Jul 13, 1999
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Richard A. Rosenblatt & Company, Inc.BD capacityJul 27, 1995 → Oct 16, 1996
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Morgan Stanley & Co., IncorporatedBD capacityJul 12, 1994 → Apr 17, 1995
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Thomas James Associates, Inc.BD capacityOct 19, 1993 → May 24, 1994
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Smith Barney Shearson Inc.BD capacityJul 31, 1993 → Oct 29, 1993
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Lehman Brothers Inc.BD capacityDec 23, 1991 → Jul 31, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.