Ross D Pearlman

CRD 2194887 · Morgan Stanley · Scottsdale, AZ

IA RegisteredBroker

Also appears in the source record as: Ross David Pearlman; Ross Pearlman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (29): Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Iowa · Louisiana · Maine · Massachusetts · Michigan · Minnesota · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Texas · Utah · Virginia · Washington
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Scottsdale, AZ · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Oct 19, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Oct 19, 2007 → Jun 1, 2009
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Oct 26, 2007
Wachovia Securities, LLC
IA capacity

Jul 1, 2003 → Oct 26, 2007
Prudential Securities Incorporated
BD capacity

Apr 26, 2001 → Jul 1, 2003
Prudential Securities Incorporated
IA capacity

Apr 26, 2001 → Jul 1, 2003
Global Capital Securities Corporation
BD capacity

Jan 25, 1993 → May 4, 2001
Kober Financial Corp.
BD capacity

Nov 25, 1991 → Jan 25, 1993

Source & corrections

Where this page comes from

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