Phillip D. Benjamin

CRD 2197404 · Fidelity Brokerage Services LLC · Campbell, CA

IA RegisteredBroker

Also appears in the source record as: Phillip D Benjamin; Phillip Duncan Benjamin; Phillip Benjamin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 65Series 63Series 7TOSIESeries 31Series 7
Registered states (21): Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Massachusetts · Michigan · Minnesota · Missouri · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2197404 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Gilroy, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Gilroy, CA · BD capacity

Aug 30, 2024 → present
Fidelity Brokerage Services LLCCurrent
Campbell, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jan 7, 2025 → Mar 31, 2025
Wells Fargo Investments, LLC
BD capacity

Jul 13, 2005 → Feb 20, 2008
Wells Fargo Investments, LLC
IA capacity

Jul 13, 2005 → Feb 20, 2008
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → Jul 13, 2005
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → Jul 13, 2005
Quick & Reilly, Inc.
BD capacity

Dec 18, 2003 → Oct 20, 2004
Quick & Reilly, Inc.
IA capacity

Dec 18, 2003 → Oct 20, 2004
Morgan Stanley
IA capacity

Feb 2, 1999 → Dec 17, 2003
Morgan Stanley Dw Inc.
BD capacity

Jan 27, 1999 → Dec 17, 2003
Bisys Brokerage Services, Inc.
BD capacity

Jul 24, 1996 → Feb 4, 1999
Citicorp Investment Services
BD capacity

Sep 13, 1993 → Jul 16, 1996
Painewebber Incorporated
BD capacity

May 18, 1992 → Nov 23, 1993

Source & corrections

Where this page comes from

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