Jonathan Scott Parker

CRD 2198407 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Montgomery, AL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (9): Alabama · California · Florida · Hawaii · North Carolina · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2198407 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Montgomery, AL · IA capacity

Feb 22, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Montgomery, AL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
BD capacity

Jan 16, 2009 → Feb 19, 2021
Wells Fargo Clearing Services, LLC
IA capacity

Jan 16, 2009 → Feb 19, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Feb 12, 2021 → Feb 12, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 10, 1994 → Jan 22, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 19, 1991 → Jan 22, 2009

Source & corrections

Where this page comes from

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