Kaivon Andrew Maknoon

CRD 2199067 · Wells Fargo Advisors · Pittsburgh, PA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (31): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Kansas · Maine · Maryland · Massachusetts · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Pittsburgh, PA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Pittsburgh, PA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Pittsburgh, PA · IA capacity

start not retrieved → present
Natcity Investments, Inc.
Pittsburgh, PA · BC capacity

Feb 23, 1999 → Aug 5, 2009
Natcity Insurance Services, Inc.
Cleveland, OH · BC capacity

Aug 4, 2000 → Dec 31, 2001
Independent Financial Securities, Inc.
BC capacity

Sep 30, 1996 → Mar 17, 1997
The Lincoln National Life Insurance Company
Fort Wayne, IN · BC capacity

Sep 21, 1995 → Aug 27, 1996
Lincoln Financial Advisors Corporation
Fort Wayne, IN · BC capacity

Sep 21, 1995 → Aug 27, 1996
New England Securities
New York, NY · BC capacity

Jan 22, 1992 → Sep 8, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2199067 ↗ FINRA BrokerCheck record for CRD 2199067 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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