William Talbott

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 66Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

30

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (18)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Westerville, OH · BC capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Columbus, OH · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Westerville, OH · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Columbus, OH · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Westerville, OH · IA capacity
  start not retrieved → present
• Cetera Investment Advisers LLC

  Columbus, OH · IA capacity
  Jun 29, 2023 → Nov 1, 2023
• Cetera Advisor Networks LLC

  El Segundo, CA · BC capacity
  Jun 6, 2022 → Nov 1, 2023
• Cetera Advisor Networks LLC

  Columbus, OH · IA capacity
  Jun 6, 2022 → Jun 29, 2023
• Pacific Oak Capital Markets, LLC

  Costa Mesa, CA · BC capacity
  Aug 19, 2021 → Apr 6, 2022
• Wells Fargo Clearing Services, LLC

  Dublin, OH · IA capacity
  Dec 4, 2019 → Jul 29, 2021
• Wells Fargo Clearing Services, LLC

  Dublin, OH · BC capacity
  Jun 19, 2018 → Jul 29, 2021
• Patrick Capital Markets, LLC

  Trabuco Canyon, CA · BC capacity
  May 16, 2017 → May 25, 2018
• Russell Investments

  Columbus, OH · IA capacity
  Dec 22, 2010 → Apr 4, 2016
• Russell Financial Services, Inc., Part Of Russell Investments

  Seattle, WA · BC capacity
  Sep 3, 2010 → Apr 4, 2016
• Jpmorgan Distribution Services, Inc.

  Columbus, OH · BC capacity
  Dec 3, 2009 → Sep 1, 2010
• Mbsc Securities Corporation

  New York, NY · BC capacity
  May 21, 2008 → Sep 18, 2009
• Capital Brokerage Corporation

  Glen Allen, VA · BC capacity
  Oct 5, 1998 → Nov 22, 2002
• John Nuveen & Co., Incorporated

  Chicago, IL · BC capacity
  Jan 23, 1992 → Jul 13, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.