William J Dixon
Also appears in the source record as: William Joseph Dixon
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 6Series 63
- Registered states (13)
- Arizona · Arkansas · Colorado · Florida · Georgia · Maryland · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (15)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Investment AdvisorsMooresville, NC · IA capacityOct 5, 2016 → May 4, 2017
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Proequities, Inc.Mooresville, NC · BC capacityOct 5, 2016 → May 4, 2017
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Fifth Third Securities, Inc.Charlotte, NC · IA capacitySep 5, 2014 → Jul 25, 2016
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Fifth Third Securities, Inc.Charlotte, NC · BC capacitySep 5, 2014 → Jul 25, 2016
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Wells Fargo Advisors, LLCWinston-Salem, NC · BC capacityJan 3, 2011 → Jan 7, 2014
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Wells Fargo Insurance Services Investment Advisors, Inc.Winston Salem, NC · BC capacitySep 30, 2010 → Dec 31, 2010
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedHuntersville, NC · IA capacityDec 1, 2006 → Jan 8, 2010
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedHuntersville, NC · BC capacityApr 12, 2002 → Jan 8, 2010
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First Union Brokerage Services, Inc.Charlotte, NC · BC capacityApr 18, 2000 → Oct 1, 2000
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Bb&t Investment Services, Inc.Charlotte, NC · BC capacityFeb 28, 2000 → Mar 22, 2000
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Manequity, Inc.Boston, MA · BC capacityAug 19, 1998 → Mar 2, 2000
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Hartford Equity Sales Company Inc.Hartford, CT · BC capacityOct 18, 1995 → Jun 23, 1998
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Jefferson-Pilot Investor Services, Inc.Fort Wayne, IN · BC capacityJan 23, 1992 → Jun 23, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.