Todd A Resnick
Also appears in the source record as: Todd Alan Resnick
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Not registered in this capacity
- Exams passed (3)
- SIESeries 7Series 63
- Registered states (17)
- Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Illinois · Louisiana · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New York · Tennessee · Texas
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2203962 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (8)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Deutsche Bank Securities Inc.New York, NY · BC capacityJan 13, 2001 → Aug 6, 2002
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Db Alex. Brown LLCBaltimore, MD · BC capacityOct 20, 2000 → Jan 13, 2001
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Lehman Brothers Inc.New York, NY · BC capacityMay 3, 1999 → Oct 20, 2000
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Dean Witter Reynolds Inc.Purchase, NY · BC capacityAug 13, 1997 → Apr 9, 1999
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Smith Barney Inc.New York, NY · BC capacityJan 29, 1992 → Aug 1, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.