John Wai Cheang

CRD 2206607 · Wells Fargo Advisors · Scottsdale, AZ

IA RegisteredBroker

Also appears in the source record as: John W Cheang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (28): Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Michigan · Minnesota · Mississippi · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2206607 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (18)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Scottsdale, AZ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Scottsdale, AZ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Scottsdale, AZ · IA capacity

start not retrieved → present
Ameriprise Financial Services, LLC
Scottsdale, AZ · IA capacity

Oct 15, 2015 → Nov 10, 2023
Ameriprise Financial Services, LLC
Scottsdale, AZ · BC capacity

Oct 15, 2015 → Nov 10, 2023
First Allied Advisory Services, Inc.
Phoenix, AZ · IA capacity

Feb 7, 2014 → Oct 23, 2015
First Allied Securities, Inc.
Phoenix, AZ · BC capacity

Jan 31, 2014 → Oct 19, 2015
Cetera Advisors LLC
Phoenix, AZ · IA capacity

Mar 28, 2006 → Feb 11, 2014
Cetera Advisors LLC
Phoenix, AZ · BC capacity

Mar 21, 2006 → Feb 11, 2014
Questar Asset Management, Inc.
Phoenix, AZ · IA capacity

Aug 8, 2005 → Mar 6, 2006
Questar Capital Corporation
Minneapolis, MN · BC capacity

Nov 16, 2004 → Mar 6, 2006
Scottsdale Capital Advisors Corp
Scottsdale Az, AZ · BC capacity

Jul 29, 2003 → Mar 31, 2004
Hartford Equity Sales Company Inc.
Hartford, CT · BC capacity

Jul 6, 1999 → Jun 12, 2003
Equity Services, Inc.
Montpelier, VT · BC capacity

Apr 17, 1998 → Jun 30, 1999
Princor Financial Services Corporation
Des Moines, IA · BC capacity

Jul 2, 1993 → Sep 9, 1997
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Apr 13, 1992 → Jun 9, 1993
Metropolitan Life Insurance Company
New York, NY · BC capacity

Feb 21, 1992 → Apr 21, 1992
Metlife Securities Inc.
Springfield, MA · BC capacity

Feb 21, 1992 → Apr 21, 1992

Source & corrections

Where this page comes from

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