Michael B Regan

CRD 2206902 · Fidelity Brokerage Services LLC · Hingham, MA

IA RegisteredBroker

Also appears in the source record as: Michael Bernard Regan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 65Series 24SIESeries 7Series 55
Registered states (25): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Illinois · Indiana · Iowa · Kansas · Maine · Massachusetts · Michigan · Minnesota · Mississippi · New Hampshire · New Mexico · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (20)

From the source registration record · current first

Strategic Advisers LLCCurrent
Hingham, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Cohasset, MA · BD capacity

Jul 2, 2014 → present
Fidelity Brokerage Services LLCCurrent
Hingham, MA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Aug 12, 2014 → Jul 13, 2018
Icapital, LLC
IA capacity

Dec 7, 2012 → May 21, 2014
Graduate Leverage Investment Advisory Services, LLC
IA capacity

Mar 31, 2011 → Apr 24, 2012
Tuttle Wealth Management, LLC
IA capacity

Oct 4, 2010 → Nov 2, 2010
Assent LLC
BD capacity

May 20, 2008 → Apr 13, 2009
National Financial Services LLC
BD capacity

Apr 11, 2006 → Sep 24, 2007
Rosenthal Collins Equities, L.L.C.
BD capacity

Jan 6, 2006 → Mar 6, 2006
Moors & Cabot, Inc.
BD capacity

Apr 6, 2005 → Nov 8, 2005
Td Waterhouse Capital Markets, Inc.
BD capacity

Mar 27, 2002 → Nov 3, 2004
Td Waterhouse Investor Services, Inc.
BD capacity

Feb 4, 2002 → May 31, 2002
Service Asset Management Company
BD capacity

Sep 5, 2001 → Dec 31, 2001
National Financial Services LLC
BD capacity

Sep 20, 1995 → Aug 15, 2001
Wagner Stott Mercator Partners, L.P.
BD capacity

Apr 25, 1996 → Jun 25, 1996
Olde Discount Corporation
BD capacity

Jul 15, 1994 → Aug 23, 1995
Ids Life Insurance Company
BD capacity

Mar 31, 1992 → Sep 23, 1992
American Express Financial Advisors Inc.
BD capacity

Mar 31, 1992 → Sep 23, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

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