Andrew Vanderslice

CRD 2207699 · Fidelity Brokerage Services LLC · Merrimack, NH

IA RegisteredBroker

Also appears in the source record as: Andrew Llewellyn Vanderslice III; Andrew Llewellyn Vanderslice

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 63Series 65Series 66Series 24Series 7TOSIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2207699 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Stratham, NH · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Stratham, NH · BD capacity

Feb 24, 2022 → present
Fidelity Brokerage Services LLCCurrent
Merrimack, NH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 14, 2022 → Mar 31, 2025
Estate Planners Of New England, LLC
IA capacity

Aug 17, 2017 → Dec 20, 2021
The Leaders Group, Inc.
BD capacity

Aug 19, 2015 → Dec 31, 2016
Ubs Financial Services Inc.
BD capacity

May 30, 2013 → Aug 12, 2015
The Leaders Group, Inc.
BD capacity

Mar 16, 2011 → May 31, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Nov 13, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 23, 2009 → Nov 13, 2009
Banc Of America Investment Services, Inc.
IA capacity

Sep 6, 2007 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Jun 21, 2007 → Oct 23, 2009
Liberty Life Distributors LLC
BD capacity

Apr 7, 2003 → Jun 15, 2007
Axa Distributors, LLC
BD capacity

Oct 9, 2000 → Feb 7, 2003
W. S. Griffith & Co., Inc.
BD capacity

Mar 9, 1999 → Nov 9, 2000
1717 Capital Management Company
BD capacity

Apr 1, 1992 → Jan 29, 1999

Source & corrections

Where this page comes from

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