Michael Roy

CRD 2208228 · Fidelity Brokerage Services LLC · Danvers, MA

IA RegisteredBroker

Also appears in the source record as: Michael A Roy; Michael Anthony Roy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (15): California · Connecticut · Florida · Maine · Massachusetts · Montana · New Hampshire · New York · North Carolina · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Beverly, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Beverly, MA · BD capacity

Aug 2, 2013 → present
Fidelity Brokerage Services LLCCurrent
Danvers, MA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Oct 7, 2013 → Jul 13, 2018
Investment Professionals, Inc.
BD capacity

Mar 15, 2012 → Jul 15, 2013
Pershing LLC
BD capacity

Aug 18, 2010 → Dec 6, 2010
Dws Investments Distributors, Inc
BD capacity

Jun 7, 2004 → Aug 25, 2010
Columbia Funds Distributor, Inc.
BD capacity

Mar 14, 1996 → May 19, 2004
Liberty Securities Corporation
BD capacity

Jul 6, 1993 → Apr 7, 1994
John Hancock Mutual Life Insurance Company
BD capacity

Feb 20, 1992 → May 20, 1993
John Hancock Distributors, Inc.
BD capacity

Feb 20, 1992 → May 20, 1993

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2208228 ↗ FINRA BrokerCheck record for CRD 2208228 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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