Donna Sullivan

CRD 2211093 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Myrtle Beach, SC

IA RegisteredBroker

Also appears in the source record as: Donna M Bracchi; Donna Marie Bracchi; Donna Marie Sullivan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 10Series 9Series 24Series 8SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Myrtle Beach, SC · IA capacity

Jun 17, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Myrtle Beach, SC · BC capacity

start not retrieved → present
Prestige Wealth Management Group, LLC
IA capacity

Sep 17, 2012 → Jul 2, 2014
Triad Advisors, Inc.
BD capacity

Aug 28, 2012 → Jun 3, 2014
Wells Fargo Advisors, LLC
BD capacity

Jul 1, 2003 → Aug 23, 2012
Wells Fargo Advisors, LLC
IA capacity

Jul 1, 2003 → Aug 23, 2012
Prudential Securities Incorporated
IA capacity

May 24, 2002 → Jul 1, 2003
Prudential Securities Incorporated
BD capacity

Jun 22, 1993 → Jul 1, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2211093 ↗ FINRA BrokerCheck record for CRD 2211093 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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