James Darby Barrett

CRD 2211094 · Wells Fargo Advisors · Arvada, CO

IA RegisteredBroker

Also appears in the source record as: Darby Barrett

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (16): Arizona · California · Colorado · Florida · Massachusetts · Michigan · Missouri · Montana · Nevada · South Carolina · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Arvada, CO · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Arvada, CO · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Evergreen, CO · IA capacity

Feb 26, 2008 → May 30, 2012
Chase Investment Services Corp.
Evergreen, CO · BC capacity

Oct 17, 2007 → May 30, 2012
Allstate Financial Services, LLC
Denver, CO · BC capacity

Jun 8, 2006 → Aug 31, 2007
Wescom Financial Services
Anaheim, CA · BC capacity

Aug 31, 2004 → Mar 27, 2006
Cuso Financial Services, L.P.
San Diego, CA · BC capacity

Aug 8, 2000 → Sep 1, 2004
Financial Network Investment Corporation
El Segundo, CA · BC capacity

Jun 6, 1997 → Aug 21, 2000
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Feb 23, 1994 → May 22, 1997
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Mar 20, 1993 → Sep 1, 1993
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Mar 20, 1993 → Sep 1, 1993
Dickinson & Co.
Des Moines, IA · BC capacity

Oct 9, 1992 → Dec 11, 1992
Prudential Securities Incorporated
New York, NY · BC capacity

Apr 2, 1992 → Oct 6, 1992

Source & corrections

Where this page comes from

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