Ralph A Grill

CRD 2213253 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Pennington, NJ

IA RegisteredBroker

Also appears in the source record as: Ralph A Grill Jr; Ralph Anthony Grill; Ralph Grill

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 10Series 9Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hazlet, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · BC capacity

start not retrieved → present
Park Avenue Securities LLC
Paramus, NJ · BC capacity

Sep 26, 2008 → Aug 13, 2009
Newedge USA, LLC
New York, NY · BC capacity

Apr 26, 2005 → Feb 5, 2008
Tradition Asiel Securities Inc.
New York, NY · BC capacity

May 5, 1997 → Apr 8, 2005
Chapdelaine Corporate Securities & Co
New York, NY · BC capacity

Sep 18, 1996 → Apr 8, 1997
Exco Rmj Securities Corp.
New York, NY · BC capacity

Dec 5, 1994 → Aug 6, 1996
Exco Rmj International Inc.
BC capacity

Dec 5, 1994 → Aug 6, 1996
Cs First Boston Corporation
New York, NY · BC capacity

Nov 9, 1992 → Sep 29, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2213253 ↗ FINRA BrokerCheck record for CRD 2213253 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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