Tracy Lynn Knopp

CRD 2215437 · Morgan Stanley · Louisville, KY

IA RegisteredBroker

Also appears in the source record as: Tracy L Brown; Tracy Lynn Brown; Tracy L Knopp

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (35): Alabama · Arizona · Arkansas · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Louisville, KY · IA capacity

Sep 8, 2009 → present
Ubs Financial Services Inc.
BD capacity

Sep 17, 2007 → Aug 26, 2009
Ubs Financial Services Inc.
IA capacity

Sep 17, 2007 → Aug 26, 2009
Morgan Keegan & Company, Inc.
IA capacity

Mar 22, 2004 → Sep 18, 2007
Morgan Keegan & Company, Inc.
BD capacity

Aug 17, 2001 → Sep 18, 2007
Ubs Painewebber Inc.
BD capacity

Aug 14, 2000 → Aug 24, 2001
J.C. Bradford & Co.
BD capacity

Aug 11, 2000 → Aug 14, 2000
Advest, Inc.
BD capacity

Jun 27, 2000 → Aug 11, 2000

Source & corrections

Where this page comes from

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