J Kyle Mays

CRD 2216996 · Wells Fargo Advisors · The Woodlands, TX

IA RegisteredBroker

Also appears in the source record as: John Kyle Mays; Kyle Mays

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (24): California · Colorado · Delaware · District Of Columbia · Florida · Idaho · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Nebraska · Nevada · New Jersey · New Mexico · New York · Ohio · Oregon · South Carolina · Texas · Utah · Virginia · Washington · West Virginia
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
The Woodlands, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
The Woodlands, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
The Woodlands, TX · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
The Woodlands, TX · IA capacity

Nov 14, 2014 → Jan 2, 2026
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Nov 14, 2014 → Jan 2, 2026
Oppenheimer & Co. Inc.
The Woodlands, TX · IA capacity

Jan 6, 2006 → Nov 14, 2014
Oppenheimer & Co. Inc.
The Woodlands, TX · BC capacity

Jan 3, 2003 → Nov 14, 2014
Cibc World Markets Corp.
New York, NY · BC capacity

Jul 13, 2000 → Jan 3, 2003
J.C. Bradford & Co.
New York, NY · BC capacity

Sep 17, 1999 → Jul 26, 2000
Coastal Securities L.P.
Houston, TX · BC capacity

Oct 12, 1993 → Aug 30, 1999
Hart Securities, Inc.
Houston, TX · BC capacity

Feb 21, 1992 → Oct 19, 1993

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2216996 ↗ FINRA BrokerCheck record for CRD 2216996 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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