Gary Michael Thomas

CRD 2217571 · Wells Fargo Advisors · Pinehurst, NC

IA RegisteredBroker

Also appears in the source record as: G. Michael Thomas; Mike Thomas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 72SIESeries 7Series 65Series 63
Registered states (31): Alabama · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2217571 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Pinehurst, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Pinehurst, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Pinehurst, NC · IA capacity

start not retrieved → present
Wachovia Securities, Inc.
Sanford, NC · IA capacity

Jan 28, 2002 → Jun 20, 2002
Wachovia Securities, Inc.
Charlotte, NC · BC capacity

Aug 7, 1995 → Jun 15, 2002
Centura Securities, Inc.
Kannapolis, NC · BC capacity

Jun 1, 1994 → Aug 11, 1995
Uvest Investment Services
Charlotte, NC · BC capacity

Mar 31, 1994 → Jun 2, 1994
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Apr 8, 1992 → Feb 2, 1994

Source & corrections

Where this page comes from

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