James Alvin Cannon

CRD 2218524 · Captrust · Greenville, SC

IA RegisteredRegistration inactive

Also appears in the source record as: Al Cannon Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (1): South Carolina
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2218524 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (9)

From the source registration record · current first

CaptrustCurrent
Greenville, SC · IA capacity

Jul 2, 2021 → present
Nachman Norwood & Parrott, Inc.
IA capacity

May 1, 2018 → Nov 12, 2021
Wells Fargo Advisors Financial Network, LLC
BD capacity

Jul 20, 2009 → May 1, 2018
Wells Fargo Advisors Financial Network, LLC
IA capacity

Jul 20, 2009 → May 1, 2018
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Aug 14, 2009
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Aug 14, 2009
Citigroup Global Markets Inc.
BD capacity

Jul 31, 1993 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Jun 3, 1992 → Jun 1, 2009
Lehman Brothers Inc.
BD capacity

Apr 7, 1992 → Jul 31, 1993

Source & corrections

Where this page comes from

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