Phillip D Davis

CRD 2218607 · J.P. Morgan Securities LLC · New York, NY

BrokerRegistration inactive

Also appears in the source record as: Phillip Daniel Davis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (6): SIESeries 7Series 24Series 4Series 65Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Columbus, OH · IA capacity

Sep 8, 2015 → Dec 31, 2021
Chase Investment Services Corp.
Columbus, OH · IA capacity

Jul 6, 2005 → Oct 1, 2012
Chase Investment Services Corp.
Columbus, OH · BC capacity

Jul 6, 2005 → Oct 1, 2012
Banc One Securities Corporation
Keller, TX · IA capacity

Jun 12, 2003 → Jul 6, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Jun 12, 2003 → Jul 6, 2005
E*trade Advisory Services, Inc.
Watauga, TX · IA capacity

May 24, 2002 → Oct 29, 2002
E*trade Securities LLC
Jersey City, NJ · BC capacity

Sep 26, 2001 → Oct 29, 2002
Raymond James Financial Services, Inc.
St. Petersburg, FL · BC capacity

Feb 1, 2001 → Jun 1, 2001
Argo Securities Corp.
Plano, TX · BC capacity

Mar 24, 2000 → Aug 18, 2000
Sal Financial Services
Birmingham, AL · BC capacity

Jun 2, 1998 → Mar 30, 2000
Sterne, Agee & Leach, Inc.
Birmingham, AL · BC capacity

Mar 25, 1998 → May 6, 1998

Source & corrections

Where this page comes from

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