Daniel D Murphy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 66Series 63SIESeries 31Series 7

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

34

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm CRD

7691

SEC number

801-14235

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Firm location

New York, NY, 10036

Employment history (19)

From the source registration record · current first

• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Chandler, AZ · IA capacity
  Oct 27, 2022 → present
• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Chandler, AZ · BC capacity
  start not retrieved → present
• Citizens Securities, Inc.

  BD capacity
  Feb 17, 2022 → Sep 20, 2022
• Citizens Securities, Inc.

  IA capacity
  Feb 17, 2022 → Sep 20, 2022
• Cambridge Investment Research Advisors, Inc.

  IA capacity
  Oct 6, 2021 → Feb 23, 2022
• Cambridge Investment Research, Inc.

  BD capacity
  Sep 28, 2021 → Feb 23, 2022
• Quest Capital Strategies, Inc.

  IA capacity
  Aug 23, 2018 → Oct 23, 2019
• Quest Capital Strategies, Inc.

  BD capacity
  Aug 14, 2018 → Oct 23, 2019
• Lincoln Investment

  IA capacity
  Aug 18, 2015 → Aug 29, 2016
• Lincoln Investment

  BD capacity
  Aug 17, 2015 → Aug 29, 2016
• Ing Financial Partners, Inc

  IA capacity
  Feb 6, 2012 → Mar 6, 2014
• Ing Financial Partners, Inc.

  BD capacity
  Jan 31, 2012 → Mar 6, 2014
• Morgan Stanley Smith Barney LLC

  IA capacity
  Jun 16, 2010 → Sep 7, 2011
• Morgan Stanley Smith Barney

  BD capacity
  Apr 22, 2010 → Sep 7, 2011
• Ing Financial Advisers, LLC

  IA capacity
  Feb 18, 2005 → Mar 18, 2008
• Ing Financial Advisers, LLC

  BD capacity
  Apr 27, 2000 → Mar 18, 2008
• Thomas F. White & Co., Incorporated

  BD capacity
  Jun 25, 1997 → Dec 9, 1999
• Prudential Securities Incorporated

  BD capacity
  Nov 30, 1994 → Jul 5, 1995
• Dean Witter Reynolds Inc.

  BD capacity
  Apr 27, 1992 → Oct 31, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.