Tracey Ann Peterson

CRD 2222825 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Tracey Ann Rouzaut

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 9Series 10Series 8SIESeries 7
Registered states (3): Massachusetts · New Hampshire · Texas
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (6)

From the source registration record · current first

Strategic Advisers LLCCurrent
Norwood, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Norwood, MA · BD capacity

May 16, 2019 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jun 25, 2019 → Mar 31, 2025
Fidelity Brokerage Services LLC
BD capacity

Sep 8, 1993 → Aug 14, 2017
Krupp Securities Corporation
BD capacity

May 26, 1992 → Aug 23, 1993

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2222825 ↗ FINRA BrokerCheck record for CRD 2222825 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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