Dean Steven Howard
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 63Series 10SIESeries 7Series 6
- Registered states (7)
- Colorado · Florida · Georgia · Michigan · North Carolina · Tennessee · Texas
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2223216 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (7)
From the source registration record · current first
-
Jun 1, 2009 → present
-
Morgan Stanley & Co. IncorporatedIA capacityJul 16, 2007 → Jun 1, 2009
-
Morgan Stanley & Co. IncorporatedBD capacityMay 4, 2007 → Jun 1, 2009
-
Citigroup Global Markets Inc.BD capacitySep 8, 2000 → May 11, 2007
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Banc One Securities CorporationBD capacityFeb 1, 1999 → Sep 18, 2000
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First Chicago Nbd Investment Services, Inc.BD capacityMar 28, 1996 → Feb 1, 1999
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Essex National Securities, Inc.BD capacityMar 30, 1992 → Mar 21, 1996
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.