Michael Kozlow
Also appears in the source record as: Mike Kozlow; Michael Anthony Kozlow
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- SIESeries 7Series 6Series 26Series 66Series 63
- Registered states (24)
- Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Massachusetts · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Washington · Wisconsin
- Years in the industry (source record)
- 28
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (17)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Aig Capital Services, Inc.Jersey City, NJ · BC capacityOct 10, 2013 → Feb 4, 2021
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Intervest International, Inc.Roanoke, IN · IA capacityJan 2, 2013 → Aug 29, 2013
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Intervest International Equities CorporationColorado Springs, CO · BC capacityJan 2, 2013 → Aug 29, 2013
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The Leaders Group, Inc.Summit, NJ · BC capacitySep 13, 2012 → Jan 3, 2013
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Lincoln Financial Distributors, Inc.Radnor, PA · BC capacityAug 30, 2007 → May 4, 2012
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Lincoln Financial Distributors, Inc.Woodstock, IL · IA capacityAug 30, 2007 → Feb 25, 2011
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Ing Financial Partners, Inc.Wookstock, IL · BC capacityJan 24, 2006 → Sep 10, 2007
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Underwriters Equity CorporationHarrisburg, PA · BC capacityJan 14, 2005 → Nov 7, 2005
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Hornor, Townsend & Kent, Inc.Conshohocken, PA · BC capacityOct 20, 2003 → Apr 30, 2004
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Foresters Equity Services, Inc.San Diego, CA · BC capacityJan 24, 2003 → Oct 8, 2003
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Banc One Securities CorporationChicago, IL · BC capacityApr 14, 2000 → Jun 13, 2001
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Iac Securities, Inc.Tinley Park, IL · BC capacitySep 8, 1998 → Apr 7, 2000
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First Variable Capital Services, Inc.Birmingham, AL · BC capacityOct 19, 1998 → Jan 14, 2000
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Jackson National Financial Services, Inc.Los Angeles, CA · BC capacitySep 25, 1992 → Apr 24, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.