Jane Lawless

CRD 2226815 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · The Villages, FL

Broker

Also appears in the source record as: Jane L Gunderson; Jane Lee Gunderson; Jane Lee Lawless; Jane Lee Seale; Jane Lee Thedin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (11): Series 52TOSIESeries 7Series 10Series 9Series 53Series 8Series 4Series 24Series 65Series 63
Registered states (29): Alabama · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kansas · Louisiana · Massachusetts · Michigan · Missouri · Montana · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virginia · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
The Villages, FL · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney
The Villages, FL · BC capacity

Oct 20, 2011 → Apr 10, 2012
Primevest Financial Services, Inc.
St. Cloud, MN · BC capacity

Jun 6, 2000 → Oct 5, 2011
Guaranty Brokerage Services, Inc.
St. Cloud, MN · BC capacity

Oct 14, 2002 → Dec 6, 2010
Bancnorth Investment Group, Inc.
St. Cloud, MN · BC capacity

Oct 14, 2002 → Nov 17, 2009
Compulife Investor Services, Inc.
St. Cloud, MN · BC capacity

Oct 14, 2002 → Oct 29, 2004
Bancwest Investment Services, Inc.
Omaha, NE · BC capacity

Oct 14, 2002 → Nov 14, 2003
Stifel, Nicolaus & Company, Incorporated
St. Louis, MO · BC capacity

Jul 6, 1999 → May 31, 2000
Robert W. Baird & Co. Incorporated
Milwaukee, WI · BC capacity

Apr 21, 1997 → Jul 7, 1999
John G. Kinnard And Company, Incorporated
Minneapolis, MN · BC capacity

Apr 26, 1993 → Apr 21, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2226815 ↗ FINRA BrokerCheck record for CRD 2226815 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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