Jonathon Knight

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (8)

Series 66Series 63Series 10Series 9Series 24Series 8SIESeries 7

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

34

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Mount Prospect, IL · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Mount Prospect, IL · BD capacity
  Nov 7, 2022 → present
• Fidelity Brokerage Services LLCCurrent

  Smithfield, RI · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Nov 18, 2022 → Mar 31, 2025
• Charles Schwab & Co., Inc.

  BD capacity
  Jan 26, 2022 → Oct 10, 2022
• Charles Schwab & Co., Inc.

  IA capacity
  Jan 26, 2022 → Oct 10, 2022
• Td Ameritrade, Inc.

  IA capacity
  Feb 27, 2018 → Oct 10, 2022
• Td Ameritrade, Inc.

  BD capacity
  Feb 26, 2018 → Oct 10, 2022
• Td Ameritrade Investment Management, LLC

  IA capacity
  Feb 26, 2018 → Oct 10, 2022
• Scottrade Investment Management

  IA capacity
  Jun 28, 2016 → Feb 26, 2018
• Scottrade, Inc.

  BD capacity
  Jul 29, 2014 → Feb 26, 2018
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Jun 24, 2013 → Jul 28, 2014
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  IA capacity
  Jun 24, 2013 → Jul 28, 2014
• T. Rowe Price Investment Services, Inc.

  BD capacity
  Dec 6, 2006 → Jun 3, 2013
• T. Rowe Price Advisory Services, Inc.

  IA capacity
  Dec 6, 2006 → Jun 3, 2013
• E*trade Capital Management, LLC

  IA capacity
  Sep 28, 2006 → Oct 11, 2006
• E*trade Securities LLC

  BD capacity
  Aug 30, 2004 → Oct 5, 2006
• Harrisdirect LLC

  BD capacity
  Feb 19, 2003 → Aug 26, 2004
• Harrisdirect LLC

  IA capacity
  Feb 19, 2003 → Aug 26, 2004
• Charles Schwab & Co., Inc.

  IA capacity
  Sep 12, 2000 → Feb 13, 2003
• Charles Schwab & Co., Inc.

  BD capacity
  Aug 12, 1992 → Feb 13, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.