Michael Paul Roberts

CRD 2229636 · Morgan Stanley · San Diego, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 63Series 24SIESeries 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2229636 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
San Diego, CA · IA capacity

Nov 10, 2009 → present
Ubs Financial Services Inc.
BD capacity

Jul 14, 2003 → Nov 19, 2009
Ubs Financial Services Inc.
IA capacity

Jul 14, 2003 → Nov 19, 2009
Wachovia Securities, LLC
IA capacity

May 13, 2003 → Jul 21, 2003
Wachovia Securities, LLC
BD capacity

May 13, 1997 → Jul 21, 2003
Prudential Securities Incorporated
BD capacity

Jul 29, 1994 → May 9, 1997
Chatfield Dean & Co., Inc.
BD capacity

Apr 10, 1992 → Aug 2, 1994

Source & corrections

Where this page comes from

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