George Louis Gagnon

CRD 2236286 · Wells Fargo Advisors · Bloomington, MN

IA RegisteredBroker

Also appears in the source record as: George L Gagnon; George Gagnon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 9Series 10Series 65Series 66
Registered states (34): Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Wisconsin
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Bloomington, MN · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bloomington, MN · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bloomington, MN · IA capacity

start not retrieved → present
Morgan Stanley
Bloomington, MN · IA capacity

Jun 1, 2009 → May 19, 2015
Morgan Stanley
Bloomington, MN · BC capacity

Jun 1, 2009 → May 19, 2015
Morgan Stanley & Co. Incorporated
Minneapolis, MN · IA capacity

Feb 23, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Minneapolis, MN · BC capacity

Jan 16, 2009 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eau Claire, WI · IA capacity

Nov 15, 2006 → Jan 20, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eau Claire, WI · BC capacity

Jan 14, 2004 → Jan 20, 2009
Wells Fargo Investments, LLC
San Francisco, CA · BC capacity

Jul 18, 2001 → Jan 8, 2004
Prudential Securities Incorporated
New York, NY · BC capacity

Jan 28, 1999 → Aug 22, 2001
Pruco Securities Corporation
Newark, NJ · BC capacity

Jul 17, 1997 → Jan 22, 1999
Lutheran Brotherhood Securities Corp.
Minneapolis, MN · BC capacity

Jul 20, 1994 → Jan 26, 1996

Source & corrections

Where this page comes from

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