Vincent E Sama

CRD 2239473 · Edward Jones · Huntington, NY

IA RegisteredBroker

Also appears in the source record as: Vincent Edward Sama

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (21): Arizona · California · Colorado · Connecticut · Florida · Georgia · Maine · Maryland · Massachusetts · Mississippi · Missouri · New Jersey · New Mexico · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (13)

From the source registration record · current first

Edward JonesCurrent
Huntington, NY · IA capacity

start not retrieved → present
Edward JonesCurrent
Huntington, NY · BC capacity

start not retrieved → present
Jackson National Life Distributors LLC
Denver, CO · BC capacity

Jun 13, 2017 → Jan 14, 2021
Pacific Select Distributors, LLC
Newport Beach, CA · BC capacity

Jan 18, 2008 → Jun 21, 2017
Capital Brokerage Corporation
Glen Allen, VA · BC capacity

Mar 1, 2007 → Jan 16, 2008
Nationwide Investment Services Corporation
Columbus, OH · BC capacity

Jan 2, 2003 → Jan 30, 2007
Hartford Equity Sales Company Inc.
Hartford, CT · BC capacity

May 9, 2001 → Dec 20, 2002
Princor Financial Services Corporation
Des Moines, IA · BC capacity

Jan 19, 2000 → May 3, 2001
Guardian Investor Services Corporation
New York, NY · BC capacity

Apr 16, 1998 → Jan 14, 2000
Olde Discount Corporation
Detroit, MI · BC capacity

Apr 13, 1995 → Mar 31, 1998
Gkn Securities Corp.
New York, NY · BC capacity

Oct 13, 1994 → Mar 29, 1995
Jw Charles Securities,inc.
Boca Raton, FL · BC capacity

Oct 8, 1994 → Oct 20, 1994
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Mar 8, 1993 → Sep 1, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2239473 ↗ FINRA BrokerCheck record for CRD 2239473 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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