Steven Mangine

CRD 2240471 · J.P. Morgan Securities LLC · Jersey City, NJ

BrokerRegistration inactive

Also appears in the source record as: Steve Mangine; Steven James Mangine

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (5): SIESeries 7Series 6Series 26Series 63
Registered states (2): Delaware · Pennsylvania
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Jersey City, NJ · BC capacity

start not retrieved → present
Rbc Capital Markets, LLC
Philadelphia, PA · IA capacity

Sep 8, 2017 → Jan 25, 2023
Rbc Capital Markets, LLC
Philadelphia, PA · BC capacity

Sep 8, 2017 → Jan 25, 2023
Andrew Garrett Inc.
Philadelphia, PA · BC capacity

Nov 11, 2014 → Aug 28, 2017
Wisdom Planning, LLC
Philadelphia, PA · IA capacity

Jun 11, 2014 → Aug 28, 2017
Cordasco Financial Network, LLC
Philadelphia, PA · IA capacity

Jun 11, 2014 → Aug 28, 2017
Nfp Securities, Inc.
King Of Prussia, PA · BC capacity

Sep 19, 2010 → Apr 28, 2014
Jefferson Pilot Securities Corporation
Fort Wayne, IN · BC capacity

Feb 18, 2005 → Dec 2, 2005
1717 Capital Management Company
Media, PA · IA capacity

Aug 23, 2004 → Jan 4, 2005
1717 Capital Management Company
Newark, DE · BC capacity

Jul 3, 2002 → Jan 4, 2005
Ing Financial Advisers, LLC
Windsor, CT · BC capacity

Aug 26, 1994 → Jun 3, 2002
Vanguard Marketing Corporation
Malvern, PA · BC capacity

Jan 15, 1993 → Apr 7, 1994

Source & corrections

Where this page comes from

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