Augusto Pasquale La Torre
Also appears in the source record as: Augie Latorre Jr; Augusto Pasquale Latorre Jr; Augusto Pasquale Latorre; Augusto Latorre
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 7TOSIESeries 31Series 7Series 6Series 65Series 63
- Registered states (13)
- Connecticut · Florida · Georgia · Maryland · Nevada · New Jersey · New York · Ohio · Pennsylvania · South Carolina · Tennessee · Vermont · Virginia
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (17)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Chase Investment Services Corp.Middletown, NY · IA capacityNov 2, 2007 → Oct 1, 2012
-
Chase Investment Services Corp.Middletown, NY · BC capacityNov 2, 2007 → Oct 1, 2012
-
Cco Investment Services Corp.Bloomingburg, NY · IA capacitySep 25, 2006 → Nov 2, 2007
-
Cco Investment Services Corp.Bloomingburg, NY · BC capacityDec 1, 2005 → Nov 2, 2007
-
Charter One Securities, Inc.Cleveland, OH · BC capacityApr 26, 2005 → Dec 1, 2005
-
Banc Of America Investment Services, Inc.Goshen, NY · IA capacityOct 20, 2004 → Apr 20, 2005
-
Banc Of America Investment Services, Inc.Boston, MA · BC capacityOct 20, 2004 → Apr 20, 2005
-
Quick & Reilly, Inc.Albany, NY · IA capacityNov 24, 2003 → Oct 20, 2004
-
Quick & Reilly, Inc.New York, NY · BC capacityNov 24, 2003 → Oct 20, 2004
-
Morgan Stanley Dw Inc.Purchase, NY · BC capacityJul 11, 2002 → Oct 14, 2003
-
The Zanett Securities Corporation, A New York CorporationNew York, NY · BC capacityJan 4, 2000 → Jul 16, 2002
-
Hudson Sloane & Co., L.L.C.New York, NY · BC capacityNov 15, 1995 → Sep 19, 1997
-
Corporate Securities Group, Inc.St. Louis, MO · BC capacityApr 20, 1995 → Nov 16, 1995
-
Commonwealth AssociatesNew York, NY · BC capacityAug 19, 1993 → Mar 21, 1995
-
Mclaughlin, Piven, Vogel Securities, Inc.New York, NY · BC capacityOct 28, 1992 → Feb 22, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.