Theodore Joseph Grippo
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 63SIESeries 7
- Registered states (32)
- Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Aug 18, 2014 → present
-
Morgan StanleyIA capacityJun 21, 2011 → Dec 31, 2013
-
Morgan Stanley Smith Barney LLCIA capacityJun 1, 2009 → Dec 31, 2010
-
Morgan Stanley & Co. IncorporatedBD capacityApr 18, 2008 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedIA capacityApr 18, 2008 → Jun 1, 2009
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Mar 23, 2000 → Apr 22, 2008
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Sep 16, 1993 → Apr 22, 2008
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Royce Investment Group, Inc.BD capacityJun 8, 1992 → Jan 22, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.