John Stumpf

CRD 2243609 · Strategic Advisers LLC · Mesa, AZ

IA RegisteredBroker

Also appears in the source record as: John W Stumpf; John Walter Stumpf

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 10Series 9Series 8SIESeries 7
Registered states (11): Arizona · Colorado · Florida · Kentucky · Massachusetts · Nevada · New Hampshire · North Carolina · Rhode Island · Texas · Utah
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Strategic Advisers LLC
Firm CRD: 104555
SEC number: 801-13243
Assets under management: $1.4T as of Mar 30, 2026
Website: www.linkedin.com/showcase/womentalkmoney ↗
Phone: 617-563-7000
Firm location: Boston, MA, 02210-2698

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Mesa, AZ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Mesa, AZ · BD capacity

Apr 28, 2021 → present
Fidelity Personal And Workplace Advisors
IA capacity

May 7, 2021 → Mar 31, 2025
Sagepoint Financial, Inc.
IA capacity

May 22, 2017 → Mar 19, 2021
Sagepoint Financial, Inc.
BD capacity

May 18, 2017 → Mar 19, 2021
Pure Financial Advisors, Inc.
IA capacity

Mar 28, 2016 → May 23, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 18, 2014 → Mar 9, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Feb 18, 2014 → Mar 9, 2016
Amerivest Investment Management, LLC
IA capacity

Apr 25, 2006 → Sep 9, 2013
Td Ameritrade, Inc.
IA capacity

Jun 25, 2003 → Sep 9, 2013
Td Ameritrade, Inc.
BD capacity

Sep 14, 1992 → Sep 9, 2013
White Securities, Inc.
BD capacity

Jul 24, 1992 → Aug 18, 1992
Chatfield Dean & Co., Inc.
BD capacity

Jun 15, 1992 → Jul 23, 1992

Source & corrections

Where this page comes from

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