Sean Patrick Cunniff
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 7TOSIESeries 7Series 6Series 24Series 66Series 63
- Registered states (2)
- Massachusetts · Missouri
- Years in the industry (source record)
- 20
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (8)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Alps Distributors, Inc.Tewksbury, MA · BC capacityJul 19, 2006 → Mar 11, 2008
-
J.P. Morgan Institutional Investments Inc.Boston, MA · BC capacityNov 21, 2005 → Feb 22, 2006
-
J. P. Morgan Invest, LLCBoston, MA · BC capacityFeb 7, 2003 → Nov 21, 2005
-
Signator Investors, Inc.Boston, MA · BC capacityNov 13, 2001 → Feb 12, 2003
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National Financial Services LLCBoston, MA · BC capacityApr 20, 2000 → Jan 10, 2001
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John Hancock Funds, Inc.Boston, MA · BC capacitySep 23, 1992 → Mar 14, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.