Anthony Thomas Gonzalez

CRD 224936 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Anthony T Gonzalez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 5Series 7Series 1Series 24Series 4Series 65Series 63
Registered states (27): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Maine · Massachusetts · Missouri · Nevada · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington
Years in the industry (source record): 49
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 224936 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (4)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · BC capacity

start not retrieved → present
Bear, Stearns & Co.
BC capacity

May 3, 1983 → Jul 22, 1985
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BC capacity

Aug 26, 1974 → Sep 26, 1978

Source & corrections

Where this page comes from

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