Kathryn A Sullivan

CRD 2250019 · Morgan Stanley · Stamford, CT

IA RegisteredBroker

Also appears in the source record as: Kate Agnew; Kathryn Reynard Agnew; Kathryn Sullivan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 7TOSIESeries 7
Registered states (40): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Stamford, CT · IA capacity

Jul 18, 2022 → present
Cetera Advisor Networks LLC
BD capacity

Jun 9, 2021 → Jul 1, 2022
Cetera Advisor Networks LLC
IA capacity

Jun 9, 2021 → Jul 1, 2022
Voya Financial Advisors, Inc.
IA capacity

Mar 23, 2021 → Jun 9, 2021
Voya Financial Advisors, Inc.
BD capacity

Mar 22, 2021 → Jun 9, 2021
Morgan Stanley
IA capacity

Jan 14, 2021 → Mar 1, 2021
Morgan Stanley
BD capacity

Aug 20, 2020 → Mar 1, 2021
Smith Barney Inc.
BD capacity

Aug 2, 1995 → Mar 3, 1998
Salomon Brothers Inc.
BD capacity

Aug 3, 1992 → Jul 17, 1995
Lehman Brothers Inc.
BD capacity

Jun 22, 1992 → Jul 10, 1992

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2250019 ↗ FINRA BrokerCheck record for CRD 2250019 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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