Jonathan Robert Singer

CRD 2250981 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Portland, ME

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 31SIESeries 7Series 6
Registered states (38): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Louisiana · Maine · Maryland · Massachusetts · Michigan · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Portland, ME · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Portland, ME · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → Oct 23, 2009
Quick & Reilly, Inc.
BD capacity

Dec 18, 2003 → Oct 20, 2004
Quick & Reilly, Inc.
IA capacity

Dec 18, 2003 → Oct 20, 2004
Morgan Stanley
IA capacity

Jun 3, 2002 → Dec 16, 2003
Morgan Stanley Dw Inc.
BD capacity

Aug 31, 2000 → Dec 16, 2003
Legg Mason Wood Walker, Incorporated
BD capacity

Feb 2, 1996 → Sep 7, 2000
Charles Schwab & Co., Inc.
BD capacity

Apr 27, 1994 → Feb 2, 1996
Ids Life Insurance Company
BD capacity

Jan 20, 1993 → May 4, 1993
American Express Financial Advisors Inc.
BD capacity

Jan 20, 1993 → May 4, 1993
First Investors Corporation
BD capacity

Jul 20, 1992 → Sep 28, 1992

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2250981 ↗ FINRA BrokerCheck record for CRD 2250981 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.