John Perry

CRD 2251980 · J.P. Morgan Securities LLC · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: John L Perry; John Lawrence Perry

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 65Series 63
Registered states (2): Florida · North Carolina
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (20)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Steelpeak Wealth, LLC
Boca Raton, FL · IA capacity

Mar 5, 2024 → Nov 4, 2025
Rbc Capital Markets, LLC
Boca Raton, FL · IA capacity

Oct 1, 2018 → Mar 15, 2024
Rbc Capital Markets, LLC
Boca Raton, FL · BC capacity

Oct 1, 2018 → Mar 15, 2024
Wells Fargo Clearing Services, LLC
Boca Raton, FL · IA capacity

Sep 14, 2015 → Oct 9, 2018
Wells Fargo Clearing Services, LLC
Boca Raton, FL · BC capacity

Sep 11, 2015 → Oct 9, 2018
Morgan Stanley
Boca Raton, FL · IA capacity

Jun 5, 2009 → Sep 22, 2015
Morgan Stanley
Boca Raton, FL · BC capacity

Jun 1, 2009 → Sep 22, 2015
Morgan Stanley & Co. Incorporated
Boca Raton, FL · IA capacity

Mar 13, 2008 → Jun 11, 2009
Morgan Stanley & Co. Incorporated
Boca Raton, FL · BC capacity

Mar 12, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
Boca Raton, FL · IA capacity

Jul 21, 2006 → Apr 10, 2008
Citigroup Global Markets Inc.
Boca Raton, FL · BC capacity

Jul 6, 2006 → Apr 10, 2008
Raymond James Financial Services
Boca Raton, FL · IA capacity

May 17, 2004 → Jul 7, 2006
Raymond James Financial Services, Inc.
Boca Raton, FL · BC capacity

May 4, 2004 → Jul 7, 2006
Smh Capital Advisors, Inc.
Cedar Knolls, NJ · IA capacity

May 26, 2003 → May 4, 2004
Sanders Morris Harris Inc.
Houston, TX · BC capacity

Jan 2, 2001 → May 4, 2004
Equity Services, Inc.
Montpelier, VT · BC capacity

Apr 3, 1997 → Feb 25, 2003
Commonwealth Financial Network
Waltham, MA · BC capacity

Mar 3, 1997 → Dec 31, 2000
Oppenheimerfunds Distributor, Inc.
New York, NY · BC capacity

Sep 1, 1993 → Jan 10, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2251980 ↗ FINRA BrokerCheck record for CRD 2251980 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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